675.3K XNAS Volume
XNAS 21 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Todd C. Brady | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Mar 2025 | 809,710 | 809,710 | - | - | Stock Option (right to buy) | |
| Stephen G. Machatha | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Mar 2025 | 202,427 | 202,427 | - | - | Stock Option (right to buy) | |
| Stephen G. Machatha | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 4.74 per share. | 12 Aug 2024 | 16,041 | 236,771 (0%) | 0% | 4.7 | 75,975 | Common Stock |
| Bruce Greenberg | See Remarks | Sale of securities on an exchange or to another person at price $ 4.74 per share. | 12 Aug 2024 | 10,834 | 126,382 (0%) | 0% | 4.7 | 51,313 | Common Stock |
| Gary M. Phillips | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2024 | 40,282 | 40,282 | - | - | Stock Option (Right to Buy) | |
| Gary M. Phillips | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2024 | 3,473 | 3,473 | - | - | Stock Option (Right to Buy) | |
| Gary M. Phillips | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2024 | 2,604 | 2,604 | - | - | Stock Option (Right to Buy) | |
| Martin J. Joyce | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2024 | 1,215 | 1,215 | - | - | Stock Option (Right to Buy) | |
| Martin J. Joyce | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2024 | 5,209 | 5,209 | - | - | Stock Option (Right to Buy) | |
| Martin J. Joyce | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2024 | 40,282 | 40,282 | - | - | Stock Option (Right to Buy) | |
| Richard Douglas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2024 | 1,215 | 1,215 | - | - | Stock Option (Right to Buy) | |
| Richard Douglas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2024 | 40,282 | 40,282 | - | - | Stock Option (Right to Buy) | |
| Richard Douglas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2024 | 10,418 | 10,418 | - | - | Stock Option (Right to Buy) | |
| Ben Bronstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2024 | 2,778 | 2,778 | - | - | Stock Option (Right to Buy) | |
| Ben Bronstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2024 | 40,282 | 40,282 | - | - | Stock Option (Right to Buy) | |
| Ben Bronstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2024 | 2,604 | 2,604 | - | - | Stock Option (Right to Buy) | |
| Neal Walker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2024 | 40,282 | 40,282 | - | - | Stock Option (Right to Buy) | |
| Neal Walker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2024 | 1,736 | 1,736 | - | - | Stock Option (Right to Buy) | |
| Nancy Miller-Rich | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2024 | 40,282 | 40,282 | - | - | Stock Option (Right to Buy) | |
| Nancy Miller-Rich | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2024 | 1,736 | 1,736 | - | - | Stock Option (Right to Buy) | |
| Stephen G. Machatha | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 3.16 per share. | 12 Mar 2024 | 11,537 | 252,812 (0%) | 0% | 3.2 | 36,503 | Common Stock |
| Bruce Greenberg | See Remarks | Sale of securities on an exchange or to another person at price $ 3.41 per share. | 11 Mar 2024 | 13,201 | 130,154 (0%) | 0% | 3.4 | 44,968 | Common Stock |
| Todd C. Brady | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 3.27 per share. | 09 Mar 2024 | 97,914 | 1,556,622 (5%) | 0% | 3.3 | 320,521 | Common Stock |
| Todd C. Brady | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 3.05 per share. | 09 Mar 2024 | 85,324 | 1,471,298 (5%) | 0% | 3.0 | 260,238 | Common Stock |
| Todd C. Brady | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2024 | 1,081,201 | 1,081,201 | - | - | Stock Option (right to buy) | |
| Stephen G. Machatha | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2024 | 405,450 | 405,450 | - | - | Stock Option (right to buy) | |
| Stephen G. Machatha | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 3.16 per share. | 09 Mar 2024 | 11,537 | 243,495 (0%) | 0% | 3.2 | 36,503 | Common Stock |
| Stephen G. Machatha | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 3.41 per share. | 09 Mar 2024 | 18,231 | 255,032 (0%) | 0% | 3.4 | 62,102 | Common Stock |
| Bruce Greenberg | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2024 | 252,280 | 252,280 | - | - | Stock Option (right to buy) | |
| Bruce Greenberg | See Remarks | Sale of securities on an exchange or to another person at price $ 3.41 per share. | 09 Mar 2024 | 13,201 | 120,699 (0%) | 0% | 3.4 | 44,968 | Common Stock |
| Neal Walker | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.55 per share. | 22 Aug 2023 | 9,604 | 15,854 (0%) | 0% | 0.6 | 5,301 | Common Stock |
| Neal Walker | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Aug 2023 | 9,604 | 0 | - | - | Stock Option (Right to Buy) | |
| Gary M. Phillips | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 1,829 | 1,829 | - | - | Stock Option (Right to Buy) | |
| Gary M. Phillips | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 21,222 | 21,222 | - | - | Stock Option (Right to Buy) | |
| Gary M. Phillips | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 1,372 | 1,372 | - | - | Stock Option (Right to Buy) | |
| Martin J. Joyce | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 21,222 | 21,222 | - | - | Stock Option (Right to Buy) | |
| Martin J. Joyce | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 2,744 | 2,744 | - | - | Stock Option (Right to Buy) | |
| Martin J. Joyce | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 640 | 640 | - | - | Stock Option (Right to Buy) | |
| Richard Douglas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 21,222 | 21,222 | - | - | Stock Option (Right to Buy) | |
| Richard Douglas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 5,488 | 5,488 | - | - | Stock Option (Right to Buy) | |
| Richard Douglas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 640 | 640 | - | - | Stock Option (Right to Buy) | |
| Ben Bronstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 1,372 | 1,372 | - | - | Stock Option (Right to Buy) | |
| Ben Bronstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 21,222 | 21,222 | - | - | Stock Option (Right to Buy) | |
| Ben Bronstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 1,464 | 1,464 | - | - | Stock Option (Right to Buy) | |
| Neal Walker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 21,222 | 21,222 | - | - | Stock Option (Right to Buy) | |
| Neal Walker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 915 | 915 | - | - | Stock Option (Right to Buy) | |
| Nancy Miller-Rich | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 915 | 915 | - | - | Stock Option (Right to Buy) | |
| Nancy Miller-Rich | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 21,222 | 21,222 | - | - | Stock Option (Right to Buy) | |
| Ben Bronstein | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jun 2023 | 9,604 | 0 | - | - | Stock Option (Right to Buy) | |
| Ben Bronstein | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.55 per share. | 27 Jun 2023 | 9,604 | 28,248 (0%) | 0% | 0.6 | 5,301 | Common Stock |
| Todd C. Brady | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2023 | 250,000 | 250,000 | - | - | Stock Option (right to buy) | |
| Todd C. Brady | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2023 | 238,750 | 1,455,285 (5%) | 0% | 0 | Common Stock | |
| Stephen G. Machatha | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2023 | 220,258 | 220,258 | - | - | Stock Option (right to buy) | |
| Bruce Greenberg | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2023 | 110,028 | 110,028 | - | - | Stock Option (right to buy) | |
| Todd C. Brady | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jul 2022 | 604,308 | 604,308 | - | - | Bonus Units | |
| Stephen G. Machatha | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jul 2022 | 69,473 | 69,473 | - | - | Bonus Units | |
| Stephen G. Machatha | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jul 2022 | 185,605 | 273,263 (0%) | 0% | 0 | Common Stock | |
| Bruce Greenberg | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jul 2022 | 126,087 | 133,900 (0%) | 0% | 0 | Common Stock | |
| Martin J. Joyce | Director | Purchase of securities on an exchange or from another person at price $ 3.48 per share. | 23 Jun 2022 | 4,323 | 23,967 (0%) | 0% | 3.5 | 15,025 | Common Stock |
| Todd C. Brady | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 3.36 per share. | 23 Jun 2022 | 17,700 | 1,216,535 (4%) | 0% | 3.4 | 59,546 | Common Stock |
| Gary M. Phillips | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 3,479 | 3,479 | - | - | Stock Option (Right to Buy) | |
| Gary M. Phillips | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 53,812 | 53,812 | - | - | Stock Option (Right to Buy) | |
| Gary M. Phillips | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 4,639 | 4,639 | - | - | Stock Option (Right to Buy) | |
| Martin J. Joyce | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 1,624 | 1,624 | - | - | Stock Option (Right to Buy) | |
| Martin J. Joyce | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 53,812 | 53,812 | - | - | Stock Option (Right to Buy) | |
| Martin J. Joyce | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 6,958 | 6,958 | - | - | Stock Option (Right to Buy) | |
| Richard Douglas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 1,624 | 1,624 | - | - | Stock Option (Right to Buy) | |
| Richard Douglas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 13,917 | 13,917 | - | - | Stock Option (Right to Buy) | |
| Richard Douglas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 53,812 | 53,812 | - | - | Stock Option (Right to Buy) | |
| Ben Bronstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 53,812 | 53,812 | - | - | Stock Option (Right to Buy) | |
| Ben Bronstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 3,479 | 3,479 | - | - | Stock Option (Right to Buy) | |
| Ben Bronstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 3,711 | 3,711 | - | - | Stock Option (Right to Buy) | |
| Neal Walker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 53,812 | 53,812 | - | - | Stock Option (Right to Buy) | |
| Neal Walker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 2,319 | 2,319 | - | - | Stock Option (Right to Buy) | |
| Nancy Miller-Rich | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 2,319 | 2,319 | - | - | Stock Option (Right to Buy) | |
| Nancy Miller-Rich | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2022 | 53,812 | 53,812 | - | - | Stock Option (Right to Buy) | |
| Gary M. Phillips | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 13,534 | 13,534 | - | - | Stock Option (Right to Buy) | |
| Gary M. Phillips | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 875 | 875 | - | - | Stock Option (Right to Buy) | |
| Gary M. Phillips | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 1,167 | 1,167 | - | - | Stock Option (Right to Buy) | |
| Martin J. Joyce | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 408 | 408 | - | - | Stock Option (Right to Buy) | |
| Martin J. Joyce | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 13,534 | 13,534 | - | - | Stock Option (Right to Buy) | |
| Martin J. Joyce | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 1,750 | 1,750 | - | - | Stock Option (Right to Buy) | |
| Richard Douglas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 408 | 408 | - | - | Stock Option (Right to Buy) | |
| Richard Douglas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 13,534 | 13,534 | - | - | Stock Option (Right to Buy) | |
| Richard Douglas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 3,500 | 3,500 | - | - | Stock Option (Right to Buy) | |
| Ben Bronstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 933 | 933 | - | - | Stock Option (Right to Buy) | |
| Ben Bronstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 13,534 | 13,534 | - | - | Stock Option (Right to Buy) | |
| Ben Bronstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 875 | 875 | - | - | Stock Option (Right to Buy) | |
| Neal Walker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 13,534 | 13,534 | - | - | Stock Option (Right to Buy) | |
| Neal Walker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 583 | 583 | - | - | Stock Option (Right to Buy) | |
| Nancy Miller-Rich | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 583 | 583 | - | - | Stock Option (Right to Buy) | |
| Nancy Miller-Rich | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2021 | 13,534 | 13,534 | - | - | Stock Option (Right to Buy) | |
| Nancy Miller-Rich | Director | Purchase of securities on an exchange or from another person at price $ 10.13 per share. | 03 May 2021 | 509 | 922 (0%) | 0% | 10.1 | 5,156 | Common Stock |
| Nancy Miller-Rich | Director | Purchase of securities on an exchange or from another person at price $ 12.81 per share. | 03 May 2021 | 413 | 413 (0%) | 0% | 12.8 | 5,291 | Common Stock |
| Todd C. Brady | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Apr 2021 | 250,000 | 250,000 | - | - | Employee Stock Option (Right to Buy) | |
| Todd C. Brady | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Apr 2021 | 46,619 | 948,835 (3%) | 0% | 0 | Common Stock | |
| Joshua Reed | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Apr 2021 | 150,185 | 150,185 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen G. Machatha | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Apr 2021 | 116,201 | 116,201 | - | - | Employee Stock Option (Right to Buy) | |
| Jesse I. Treu | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 2,465 | 2,465 | - | - | Stock Option (right to buy) | |
| Jesse I. Treu | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 2,311 | 2,311 | - | - | Stock Option (right to buy) | |
| Jesse I. Treu | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 26,503 | 26,503 | - | - | Stock Option (right to buy) | |
| Gary M. Phillips | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 26,503 | 26,503 | - | - | Stock Option (Right to Buy) | |
| Gary M. Phillips | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 3,082 | 3,082 | - | - | Stock Option (Right to Buy) | |
| Martin J. Joyce | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 4,623 | 4,623 | - | - | Stock Option (Right to Buy) | |
| Martin J. Joyce | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 1,079 | 1,079 | - | - | Stock Option (Right to Buy) | |
| Martin J. Joyce | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 26,503 | 26,503 | - | - | Stock Option (Right to Buy) | |
| Richard Douglas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 9,245 | 9,245 | - | - | Stock Option (Right to Buy) | |
| Richard Douglas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 26,503 | 26,503 | - | - | Stock Option (Right to Buy) | |
| Richard Douglas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 1,079 | 1,079 | - | - | Stock Option (Right to Buy) | |
| Ben Bronstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 2,311 | 2,311 | - | - | Stock Option (Right to Buy) | |
| Ben Bronstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 1,541 | 1,541 | - | - | Stock Option (Right to Buy) | |
| Ben Bronstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 26,503 | 26,503 | - | - | Stock Option (Right to Buy) | |
| Neal Walker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 1,541 | 1,541 | - | - | Stock Option (Right to Buy) | |
| Neal Walker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 26,503 | 26,503 | - | - | Stock Option (Right to Buy) | |
| Nancy Miller-Rich | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2020 | 26,503 | 26,503 | - | - | Stock Option (Right to Buy) | |
| Richard Douglas | Director | Purchase of securities on an exchange or from another person at price $ 2.75 per share. | 16 Mar 2020 | 40,000 | 125,000 (0%) | 0% | 2.8 | 110,000 | Common Stock |
| Todd C. Brady | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2020 | 250,000 | 902,216 (3%) | 0% | 0 | Common Stock | |
| Todd C. Brady | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2020 | 450,865 | 450,865 | - | - | Bonus Units | |
| Todd C. Brady | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2020 | 250,000 | 250,000 | - | - | Employee Stock Option (Right to Buy) | |
| Joshua Reed | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2020 | 250,000 | 250,000 | - | - | Employee Stock Option (Right to Buy) | |
| Joshua Reed | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2020 | 137,707 | 173,481 (0%) | 0% | 0 | Common Stock | |
| David McMullin | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2020 | 250,000 | 250,000 | - | - | Employee Stock Option (Right to Buy) | |
| David McMullin | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2020 | 247,480 | 255,183 (0%) | 0% | 0 | Common Stock | |
| Nancy Miller-Rich | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2020 | 24,264 | 24,264 | - | - | Stock Option (Right to Buy) | |
| Todd C. Brady | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 5.10 per share. | 16 Dec 2019 | 20,000 | 652,216 (2%) | 0% | 5.1 | 101,908 | Common Stock |
| Todd C. Brady | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 5.68 per share. | 30 Sep 2019 | 8,710 | 632,216 (2%) | 0% | 5.7 | 49,483 | Common Stock |
| Todd C. Brady | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 5.81 per share. | 23 Sep 2019 | 8,680 | 623,506 (2%) | 0% | 5.8 | 50,433 | Common Stock |
| Todd C. Brady | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 5.91 per share. | 18 Sep 2019 | 14,288 | 614,826 (2%) | 0% | 5.9 | 84,465 | Common Stock |
| Ben Bronstein | None | Purchase of securities on an exchange or from another person at price $ 5.85 per share. | 17 Sep 2019 | 1,700 | 18,644 (0%) | 0% | 5.9 | 9,945 | Common Stock |
| Richard Douglas | None | Purchase of securities on an exchange or from another person at price $ 6.00 per share. | 13 Sep 2019 | 5,000 | 85,000 (0%) | 0% | 6 | 30,000 | Common Stock |
| Todd C. Brady | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 6.03 per share. | 13 Sep 2019 | 3,000 | 600,538 (2%) | 0% | 6.0 | 18,090 | Common Stock |
| Todd C. Brady | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 5.90 per share. | 13 Sep 2019 | 18,547 | 597,538 (2%) | 0% | 5.9 | 109,359 | Common Stock |
| Martin J. Joyce | None | Purchase of securities on an exchange or from another person at price $ 5.86 per share. | 12 Sep 2019 | 1,700 | 19,644 (0%) | 0% | 5.9 | 9,964 | Common Stock |
| Richard Douglas | None | Purchase of securities on an exchange or from another person at price $ 5.75 per share. | 11 Sep 2019 | 10,000 | 70,000 (0%) | 0% | 5.8 | 57,529 | Common Stock |
| Richard Douglas | None | Purchase of securities on an exchange or from another person at price $ 6.03 per share. | 11 Sep 2019 | 10,000 | 80,000 (0%) | 0% | 6.0 | 60,276 | Common Stock |
| Richard Douglas | None | Purchase of securities on an exchange or from another person at price $ 4.91 per share. | 09 Sep 2019 | 10,000 | 50,000 (0%) | 0% | 4.9 | 49,106 | Common Stock |
| Richard Douglas | None | Purchase of securities on an exchange or from another person at price $ 5.09 per share. | 09 Sep 2019 | 10,000 | 60,000 (0%) | 0% | 5.1 | 50,857 | Common Stock |
| Todd C. Brady | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 5.39 per share. | 09 Sep 2019 | 10,000 | 578,991 (2%) | 0% | 5.4 | 53,937 | Common Stock |
| Todd C. Brady | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 4.89 per share. | 09 Sep 2019 | 10,000 | 568,991 (2%) | 0% | 4.9 | 48,887 | Common Stock |
| David J. Clark | Chief Medical Officer | Purchase of securities on an exchange or from another person at price $ 5.06 per share. | 06 Sep 2019 | 5,000 | 17,878 (0%) | 0% | 5.1 | 25,311 | Common Stock |
| Joshua Reed | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 4.71 per share. | 05 Sep 2019 | 3,200 | 35,774 (0%) | 0% | 4.7 | 15,072 | Common Stock |
| David McMullin | Chief Commerical Officer | Purchase of securities on an exchange or from another person at price $ 4.68 per share. | 05 Sep 2019 | 4,329 | 6,148 (0%) | 0% | 4.7 | 20,260 | Common Stock |
| Jesse I. Treu | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2019 | 18,951 | 18,951 | - | - | Stock Option (right to buy) | |
| Jesse I. Treu | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2019 | 1,653 | 1,653 | - | - | Stock Option (right to buy) | |
| Jesse I. Treu | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2019 | 1,763 | 1,763 | - | - | Stock Option (right to buy) | |
| Gary M. Phillips | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2019 | 18,951 | 18,951 | - | - | Employee Stock Option (Right to Buy) | |
| Gary M. Phillips | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2019 | 2,204 | 2,204 | - | - | Employee Stock Option (Right to Buy) | |
| Martin J. Joyce | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2019 | 771 | 771 | - | - | Employee Stock Option (Right to Buy) | |
| Martin J. Joyce | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2019 | 18,951 | 18,951 | - | - | Employee Stock Option (Right to Buy) | |
| Martin J. Joyce | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2019 | 3,305 | 3,305 | - | - | Employee Stock Option (Right to Buy) | |
| Richard Douglas | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2019 | 771 | 771 | - | - | Employee Stock Option (Right to Buy) | |
| Richard Douglas | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2019 | 18,951 | 18,951 | - | - | Employee Stock Option (Right to Buy) | |
| Richard Douglas | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2019 | 6,611 | 6,611 | - | - | Employee Stock Option (Right to Buy) | |
| Ben Bronstein | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2019 | 1,653 | 1,653 | - | - | Employee Stock Option (Right to Buy) | |
| Ben Bronstein | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2019 | 1,102 | 1,102 | - | - | Employee Stock Option (Right to Buy) | |
| Ben Bronstein | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2019 | 18,951 | 18,951 | - | - | Employee Stock Option (Right to Buy) | |
| Neal Walker | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2019 | 1,102 | 1,102 | - | - | Employee Stock Option (Right to Buy) | |
| Neal Walker | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2019 | 18,951 | 18,951 | - | - | Employee Stock Option (Right to Buy) | |
| Jesse I. Treu | None | Sale of securities on an exchange or to another person at price $ 10.01 per share. | 26 Mar 2019 | 445 | 8,763 (0%) | 0% | 10.0 | 4,454 | Common Stock |
| Jesse I. Treu | None | Sale of securities on an exchange or to another person at price $ 10.01 per share. | 26 Mar 2019 | 96,298 | 1,877,091 (6%) | 0% | 10.0 | 963,943 | Common Stock |
| Todd C. Brady | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2019 | 45,329 | 45,329 | - | - | Bonus Units | |
| Todd C. Brady | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2019 | 250,000 | 250,000 | - | - | Employee Stock Option (Right to Buy) | |
| Todd C. Brady | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2019 | 250,000 | 556,054 (1%) | 0% | 0 | Common Stock | |
| David J. Clark | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2019 | 3,503 | 11,512 (0%) | 0% | 0 | Common Stock | |
| David J. Clark | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2019 | 250,000 | 250,000 | - | - | Employee Stock Option (Right to Buy) | |
| Joshua Reed | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2019 | 29,637 | 29,637 (0%) | 0% | 0 | Common Stock | |
| Joshua Reed | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2019 | 250,000 | 250,000 | - | - | Employee Stock Option (Right to Buy) | |
| David McMullin | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Mar 2019 | 45,212 | 45,212 | - | - | Employee Stock Option (Right to Buy) | |
| Joshua Reed | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jul 2018 | 75,000 | 75,000 | - | - | Employee Stock Option (Right to Buy) | |
| Jesse I. Treu | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 1,444 | 1,444 | - | - | Stock Option (right to buy) | |
| Jesse I. Treu | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 15,526 | 15,526 | - | - | Stock Option (right to buy) | |
| Jesse I. Treu | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 1,354 | 1,354 | - | - | Stock Option (right to buy) | |
| Gary M. Phillips | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 1,805 | 1,805 | - | - | Employee Stock Option (Right to Buy) | |
| Gary M. Phillips | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 15,526 | 15,526 | - | - | Employee Stock Option (Right to Buy) | |
| Martin J. Joyce | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 2,708 | 2,708 | - | - | Employee Stock Option (Right to Buy) | |
| Martin J. Joyce | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 15,526 | 15,526 | - | - | Employee Stock Option (Right to Buy) | |
| Martin J. Joyce | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 632 | 632 | - | - | Employee Stock Option (Right to Buy) | |
| Richard Douglas | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 632 | 632 | - | - | Employee Stock Option (Right to Buy) | |
| Richard Douglas | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 15,526 | 15,526 | - | - | Employee Stock Option (Right to Buy) | |
| Richard Douglas | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 5,416 | 5,416 | - | - | Employee Stock Option (Right to Buy) | |
| Ben Bronstein | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 903 | 903 | - | - | Employee Stock Option (Right to Buy) | |
| Ben Bronstein | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 1,354 | 1,354 | - | - | Employee Stock Option (Right to Buy) | |
| Ben Bronstein | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 15,526 | 15,526 | - | - | Employee Stock Option (Right to Buy) | |
| Neal Walker | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 15,526 | 15,526 | - | - | Employee Stock Option (Right to Buy) | |
| Neal Walker | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 903 | 903 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Tulipano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 3.99 per share. | 06 Mar 2018 | 3,153 | 8,563 (0%) | 0% | 4.0 | 12,596 | Common Stock |
| Stephen Tulipano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2018 | 125,670 | 125,670 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Tulipano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 3.95 per share. | 06 Mar 2018 | 2,077 | 5,410 (0%) | 0% | 4.0 | 8,209 | Common Stock |
| Todd C. Brady | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2018 | 101,269 | 302,483 (1%) | 0% | 0 | Common Stock | |
| Todd C. Brady | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2018 | 217,293 | 217,293 | - | - | Employee Stock Option (Right to Buy) | |
| David J. Clark | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 3.99 per share. | 06 Mar 2018 | 4,774 | 4,774 (0%) | 0% | 4.0 | 19,072 | Common Stock |
| David J. Clark | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2018 | 108,633 | 108,633 | - | - | Employee Stock Option (Right to Buy) | |
| Jesse I. Treu | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2017 | 2,370 | 2,370 | - | - | Stock Option (right to buy) | |
| Jesse I. Treu | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2017 | 17,776 | 17,776 | - | - | Stock Option (right to buy) | |
| Jesse I. Treu | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2017 | 2,222 | 2,222 | - | - | Stock Option (right to buy) | |
| Gary M. Phillips | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2017 | 2,963 | 2,963 | - | - | Stock Option (Right to Buy) | |
| Gary M. Phillips | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2017 | 17,776 | 17,776 | - | - | Stock Option (Right to Buy) | |
| Martin J. Joyce | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2017 | 4,444 | 4,444 | - | - | Stock Option (Right to Buy) | |
| Martin J. Joyce | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2017 | 1,037 | 1,037 | - | - | Stock Option (Right to Buy) | |
| Martin J. Joyce | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2017 | 17,776 | 17,776 | - | - | Stock Option (Right to Buy) | |
| Richard Douglas | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2017 | 1,037 | 1,037 | - | - | Stock Option (Right to Buy) | |
| Richard Douglas | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2017 | 17,776 | 17,776 | - | - | Stock Option (Right to Buy) | |
| Richard Douglas | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2017 | 8,888 | 8,888 | - | - | Stock Option (Right to Buy) | |
| Ben Bronstein | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2017 | 17,776 | 17,776 | - | - | Stock Option (Right to Buy) | |
| Ben Bronstein | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2017 | 1,481 | 1,481 | - | - | Stock Option (Right to Buy) | |
| Ben Bronstein | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2017 | 2,222 | 2,222 | - | - | Stock Option (Right to Buy) | |
| Neal Walker | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2017 | 17,776 | 17,776 | - | - | Stock Option (Right to Buy) | |
| Neal Walker | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2017 | 1,481 | 1,481 | - | - | Stock Option (Right to Buy) | |
| Stephen Tulipano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Mar 2017 | 220,980 | 220,980 | - | - | Employee Stock Option (Right to Buy) | |
| Todd C. Brady | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Mar 2017 | 136,806 | 201,214 (1%) | 0% | 0 | Common Stock | |
| Todd C. Brady | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Mar 2017 | 250,000 | 250,000 | - | - | Employee Stock Option (Right to Buy) | |
| David J. Clark | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Mar 2017 | 155,656 | 155,656 | - | - | Employee Stock Option (Right to Buy) | |
| Martin J. Joyce | None | Purchase of securities on an exchange or from another person at price $ 4.50 per share. | 17 Feb 2017 | 4,444 | 17,944 (0%) | 0% | 4.5 | 19,998 | Common Stock |
| Richard Douglas | None | Purchase of securities on an exchange or from another person at price $ 4.50 per share. | 17 Feb 2017 | 40,000 | 40,000 (0%) | 0% | 4.5 | 180,000 | Common Stock |
| Stephen Tulipano | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 4.50 per share. | 17 Feb 2017 | 3,333 | 3,333 (0%) | 0% | 4.5 | 14,999 | Common Stock |
| Todd C. Brady | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 4.50 per share. | 17 Feb 2017 | 22,223 | 64,408 (0%) | 0% | 4.5 | 100,004 | Common Stock |
| Ben Bronstein | None | Purchase of securities on an exchange or from another person at price $ 4.50 per share. | 17 Feb 2017 | 4,444 | 16,944 (0%) | 0% | 4.5 | 19,998 | Common Stock |
| Richard Douglas | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Sep 2016 | 12,166 | 12,166 | - | - | Employee Stock Option (Right to Buy) | |
| Gary M. Phillips | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2016 | 6,083 | 6,083 | - | - | Employee Stock Option (Right to Buy) | |
| Jesse I. Treu | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2016 | 6,083 | 6,083 | - | - | Stock Option (right to buy) | |
| C. Boyd Clarke | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2016 | 6,083 | 6,083 | - | - | Employee Stock Option (Right to Buy) | |
| Martin J. Joyce | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2016 | 6,083 | 6,083 | - | - | Employee Stock Option (Right to Buy) | |
| Ben Bronstein | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2016 | 6,083 | 6,083 | - | - | Employee Stock Option (Right to Buy) | |
| Neal Walker | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2016 | 6,083 | 6,083 | - | - | Employee Stock Option (Right to Buy) | |
| Edelman Joseph | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 May 2016 | 700,000 | 1,940,458 | - | - | Common Stock | |
| Todd C. Brady | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 May 2016 | 27,096 | 42,185 | - | - | Common Stock | |
| Scott Young | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Mar 2016 | 10,000 | 10,000 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Tulipano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Mar 2016 | 30,000 | 30,000 | - | - | Employee Stock Option (Right to Buy) | |
| Todd C. Brady | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Mar 2016 | 250,000 | 250,000 | - | - | Employee Stock Option (Right to Buy) | |
| David J. Clark | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jan 2016 | 100,000 | 100,000 | - | - | Employee Stock Option (Right to Buy) | |
| Gary M. Phillips | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2015 | 6,083 | 6,083 | - | - | Employee Stock Option (Right to Buy) | |
| Jesse I. Treu | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2015 | 6,083 | 6,083 | - | - | Stock Option (right to buy) | |
| C. Boyd Clarke | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2015 | 6,083 | 6,083 | - | - | Employee Stock Option (Right to Buy) | |
| Martin J. Joyce | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2015 | 6,083 | 6,083 | - | - | Employee Stock Option (Right to Buy) | |
| Ben Bronstein | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2015 | 6,083 | 6,083 | - | - | Employee Stock Option (Right to Buy) | |
| Neal Walker | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2015 | 6,083 | 6,083 | - | - | Employee Stock Option (Right to Buy) | |
| Scott Young | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jun 2015 | 10,000 | 10,000 | - | - | Employee Stock Option (Right to Buy) | |
| Stephen Tulipano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jun 2015 | 25,000 | 25,000 | - | - | Employee Stock Option (Right to Buy) | |
| Todd C. Brady | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jun 2015 | 90,000 | 90,000 | - | - | Employee Stock Option (Right to Buy) | |
| Martin J. Joyce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 Aug 2014 | 1,000 | 13,500 | - | - | Common Stock | |
| C. Boyd Clarke | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 Aug 2014 | 3,000 | 15,500 | - | - | Common Stock | |
| Stephen Tulipano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jul 2014 | 67,642 | 67,642 | - | - | Employee Stock Option (Right to Buy) | |
| Jesse I. Treu | Ten Percent Owner | 07 May 2014 | 21,250 | 1,973,389 | - | - | Common Stock | ||
| Gary M. Phillips | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 May 2014 | 9,375 | 9,375 | - | - | Common Stock | |
| Gary M. Phillips | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2014 | 12,166 | 12,166 | - | - | Employee Stock Option (Right to Buy) | |
| Jesse I. Treu | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2014 | 12,166 | 12,166 | - | - | Stock Option (right to buy) | |
| C. Boyd Clarke | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 May 2014 | 12,500 | 12,500 | - | - | Common Stock | |
| C. Boyd Clarke | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2014 | 18,250 | 18,250 | - | - | Employee Stock Option (Right to Buy) | |
| Martin J. Joyce | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 May 2014 | 12,500 | 12,500 | - | - | Common Stock | |
| Martin J. Joyce | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2014 | 12,166 | 12,166 | - | - | Employee Stock Option (Right to Buy) | |
| Todd C. Brady | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2014 | 76,068 | 76,068 | - | - | Employee Stock Option (Right to Buy) | |
| Todd C. Brady | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 May 2014 | 12,500 | 15,089 | - | - | Common Stock | |
| Ben Bronstein | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2014 | 12,166 | 12,166 | - | - | Employee Stock Option (Right to Buy) | |
| Ben Bronstein | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 May 2014 | 12,500 | 12,500 | - | - | Common Stock | |
| Neal Walker | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2014 | 12,166 | 12,166 | - | - | Employee Stock Option (Right to Buy) | |
| Neal Walker | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 May 2014 | 6,250 | 6,250 | - | - | Common Stock | |
| Jesse I. Treu | Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 May 2014 | 60,576 | 1,991,202 | - | - | Common Stock | |
| Jesse I. Treu | Ten Percent Owner | 01 May 2014 | 3,882 | 0 | - | - | Series A Preferred Stock | ||
| Jesse I. Treu | Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 May 2014 | 60,576 | 0 | - | - | Series B Preferred Stock Warrant (Right to Buy) | |
| Jesse I. Treu | Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 01 May 2014 | 39,063 | 1,952,139 | - | - | Common Stock | |
| Jesse I. Treu | Ten Percent Owner | 01 May 2014 | 9,208 | 9,208 | - | - | Common Stock | ||
| Jesse I. Treu | Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 May 2014 | 60,576 | 0 | - | - | Series B Preferred Stock Warrant (Right to Buy) | |
| Jesse I. Treu | Ten Percent Owner | 01 May 2014 | 755,263 | 0 | - | - | Series B Preferred Stock | ||
| Jesse I. Treu | Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 01 May 2014 | 39,063 | 1,930,626 | - | - | Common Stock | |
| Jesse I. Treu | Ten Percent Owner | 01 May 2014 | 1,909,113 | 1,909,113 | - | - | Common Stock | ||
| Jesse I. Treu | Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 May 2014 | 60,576 | 1,969,689 | - | - | Common Stock | |
| Jesse I. Treu | Ten Percent Owner | 01 May 2014 | 486,316 | 0 | - | - | Series A Preferred Stock |